Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
"Short exempt" marking requirement New 120398960 16735 0
"Short exempt" marking requirment New 322 0 57428700
All b-d's ensuring their policies & procedures are up-to-date New 4510 1785960 0
All trading centers ensuring their written policies are up-to-date Modified 400 158400 0
New SRO trading centers registering with Commission Modified 3 660 0
New non-SRO trading centers registering Modified 100 16000 0
One-time burden for new b-d's to establish policies & procedures under 201(c) and 201(d)(6) New 322 51520 0
Outside legal costs to establish written policies & procedures per 201(c) & riskless principal provisions of 201(d)(6) New 322 0 6440000
Outside legal work for trading centers to establish policies and procedures New 103 0 2060000
Total burden requested under this ICR: 120405042 2029275 65928700  
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