Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-3(a)(12, 19) Unchanged 4709 2355 0
Rule 17a-3(a)(16) New 105 2835 0
Rule 17a-3(a)(17) Unchanged 4728 1517192 16651126
Rule 17a-3(a)(20-22) Unchanged 4709 785 0
Rule 17a-3(a)(23) Part I Unchanged 490 16334 326667
Rule 17a-3(a)(23) Part II Unchanged 490 22050 0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers Unchanged 4709 1172541 0
Total burden requested under this ICR: 19940 2734092 16977793  
To view an IC, click on IC Title