Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17a-3(a)(12, 19)
Unchanged
4709
2355
0
Rule 17a-3(a)(16)
New
105
2835
0
Rule 17a-3(a)(17)
Unchanged
4728
1517192
16651126
Rule 17a-3(a)(20-22)
Unchanged
4709
785
0
Rule 17a-3(a)(23) Part I
Unchanged
490
16334
326667
Rule 17a-3(a)(23) Part II
Unchanged
490
22050
0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers
Unchanged
4709
1172541
0
Total burden requested under this ICR:
19940
2734092
16977793
To view an IC, click on IC Title