Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Application to extend time to divest ownership interest in a covered fund (ongoing) Modified 230 4600 0
Application to extend time to divest ownership interest in covered fund (initial set-up) Modified 23 1150 0
Compliance program (initial setup) Modified 4 3180 0
Compliance program (ongoing) Modified 4 1060 0
Covered fund disclosures (initial setup) Modified 598 60 0
Covered fund disclosures (ongoing) Modified 598 60 0
Documentation of acquisition of interest in covered fund (initial setup) Removed 0 0 0
Documentation of interest in covered fund (ongoing) Removed 0 0 0
Documentation of plan to provide advisory services via covered fund with bona fide trust (ongoing) Modified 23 230 0
Documentation of plan to provide advisory services via covered fund with bona fide trust provision (initial setup) Modified 23 230 0
Policies and procedures for entities not engaging in prohibited activities (initial setup) Removed 0 0 0
Policies and procedures for entities not engaging in prohibited activities (ongoing) Removed 0 0 0
Program for compliance additional documentation for covered funds (initial set-up) New 4 800 0
Program for compliance additional documentation for covered funds (ongoing) New 4 800 0
Proprietary trading liquidity management plan (initial set-up) New 23 69 0
Proprietary trading liquidity management plan (ongoing) New 23 23 0
Simplified compliance program for entities with modest activities (initial set-up) New 23 2300 0
Simplified compliance program for entities with modest activities (ongoing) New 23 920 0
Simplified compliance program for less active entities (initial set-up) New 774 6192 0
Simplified compliance program for less active entities (ongoing) New 774 6192 0
Underwriting/market-making trading desk documentation (initial set-up) New 92 184 0
Underwriting/market-making trading desk documentation (ongoing) New 92 184 0
Total burden requested under this ICR: 3335 28234 0  
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