Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-5(c): Non-exempt firms sending balance sheet to the SEC New 86 15 0
Rule 17a-5(c): Exempt firms sending balance sheets to SROs Modified 3400 568 0
Rule 17a-5(c): Exempt firms sending balance sheets to customers Modified 971 162 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to customers Modified 340 13600 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to the SEC Modified 340 57 0
Rule 17a-5(c): Non-exempt firms sending balance sheets to customers New 45999981 127880 0
Rule17a-5(c): Non-exempt broker-dealers sending balance sheet to SROs New 860 144 0
Total burden requested under this ICR: 46005978 142426 0  
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