Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Coded Information (Rule 903(a)) - Participants With LEIs New 3500 3500 420000
Coded Information (Rule 903(a)) - Participants Without LEIs New 1300 1300 198900
Error Correction (Rule 905) I - Reporting Sides Modified 109500 12051 0
Error Correction (Rule 905) II - Non-Reporting (Participants) Modified 1752000 998640 0
Error Correction (Rule 905) III - SDRs Modified 10 17033 0
Other Duties of Participants (Rule 906(a)) II - Participant Collections Modified 1997280 199728 0
Other Duties of Participants (Rule 906(b)) III - Participant Information Modified 9600 9600 0
Other Duties of Participants (Rule 906(c)) IV - Policies and Procedures Modified 55 10560 0
Other Duties of Participants (Rule 906) I - SDR Reports Modified 1600000 3453 0
Policies and Procedures of Registered SDRs (Rule 907) Modified 10 350000 0
Public Dissemination of Transaction Reports (Rule 902) - SDRs Modified 10 78400 18666670
Registration of SDRs as Securities Information Processors Removed 0 0 0
Reporting Obligations (Rule 901) - Reporting Sides Modified 300 276810 60300000
Reporting Obligations (Rule 901) - SDRs Modified 20 1920 0
Special Closing Hours (Rule 904) - SDRs Modified 120 360 0
Substituted Compliance (Rule 908(c)) - Requesting Entities New 14 374 373334
Total burden requested under this ICR: 5473719 1963729 79958904  
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