Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Form Funding Portal-W: Notice of Withdrawal from Registration as a Funding Portal New 18 6 0
Form Funding Portal/A: Amendment to Registration New 510 112 0
Form Funding Portal: Application for Funding Portal Registration New 150 138 500000 Form and Instruction Form Funding Portal Form Funding Portal
Form Funding Portal: Designation of U.S. Agent for Service of Process and Opinion of Counsel for Nonresident New 6 10 50520
Registered National Securities Association Membership New 150 5500 2565275
Regulation S-AM New 60 540 0
Regulation S-ID New 150 2350 0
Regulation S-P New 150 1200 0
Rule 403: Compliance Policies and Procedures New 150 2500 0
Rule 404: Books and Records to Be Made and Maintained by Funding Portals New 150 32500 535000
Total burden requested under this ICR: 1494 44856 3650795  
To view an IC, click on IC Title