Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisers to Special Entities New 50 84 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisers to Special Entities New 200 1334 0
15Fh-3(a) - Verification of Status New 55 15675 110000
15Fh-3(b), (c), (d) - Disclosures by SBS Entities New 55 395267 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations New 50 23584 0
15Fh-3(g) - Fair and Balanced Communications New 39 0 78000
15Fh-3(h) - Supervision New 55 64350 3300000
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities New 55 159500 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities New 60 8280 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities New 325 6718 0
15Fh-6 - Political Contributions New 50 3084 1666667
15Fk-1 - Chief Compliance Officer New 55 26510 1100000
Total burden requested under this ICR: 1049 704386 6254667  
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