PRA IC List
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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
ANC broker-dealers: Amendment to paragraph (b)(1)
New
10
103
1200
Broker-dealer SBSDs and broker-dealer MSBSPs: Amendment to paragraph (b)(1) and new paragraphs (b)(15) and (b)(16)
New
17
878
10200
Broker-dealer SBSDs: Amendment to paragraph (b)(1)
New
16
496
5760
Paragraph (b)(11) of Rule 17a-4
Modified
150
450
0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers
Modified
4545
1154430
22725000
Security-based swap activities: Amendments to paragraphs (b)(8)(v)-(viii) and new paragraphs (b)(8)(xvi) and (b)(14)
New
42
1302
15120
Telephonic communications: Amendment to paragraph (b)(4)
New
17
176
34000
Total burden requested under this ICR:
4797
1157835
22791280
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