Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Amendment to Conform to Section 916 of the Dodd-Frank Act Modified 22 22 0
Annual Training to Update SRO Staff on Use of EFFS Modified 39 390 0
Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered Security-Based Swap Clearing Agencies Modified 1 43 0
Drafting and Implementing Modifications to Existing Internal Policies and Procedures for Using EFFS for Security-Based Swap Submissions and/or Advance Notices Removed 0 0 0
Electronic Filing of Proposed Rule Changes Modified 2223 86697 0 Form and Instruction Form 19b-4 SEC 1832
Rule 19b-4(n)(1) Advance Notice Filings Modified 20 1800 325440
Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites Modified 20 80 0
Rule 19b-4(n)(4) Designated Clearing Agency Website Posting of Notice of Change to Rules, Procedures, or Operations Referred to in Advance Notices Modified 20 80 0
Rule 19b-4(n)(5) Submission of Copies of Advance Notices to the Board Modified 20 40 0
Rule 19b-4(o)(1) - Security-Based Swap Submissions Modified 60 8400 1464480
Rule 19b-4(o)(5) Posting of Security-Based Swap Submissions on Security-Based Swap Clearing Agency Websites Modified 60 240 0
Rule 3Ca-1 Stay of Clearing Requirement Information - Clearing Agencies Modified 15 270 42714
Rule 3Ca-1 Stay of Clearing Requirement Information - Counterparties Modified 15 0 610200
SRO Website Posting of Proposed Rule Change Filings Modified 2223 8892 0
SRO Website Postings of Proposed Rule Change Filings Modified 1941 7764 0
Training of Security-Based Swap Clearing Agency Staff to use EFFS Modified 1 7 0
Updating Clearing Agencies Websites to Provide Capability to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes Unchanged 3 15 0
Total burden requested under this ICR: 6683 114740 2442834  
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