Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities Modified 50 84 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities (Unique Pairs) Modified 85 567 0
15Fh-3(a) - Verification of Status Modified 20 7 3333
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Participants) New 3488 1163 581333
15Fh-3(a) - Verification of Status - Certificate Regarding Representations (Counterparties) New 3468 1156 578000
15Fh-3(a) - Verification of Status - Notice (SBS Entities) New 55 9 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Modified 55 395267 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Transactions Between SBS Dealer and Non-SBSD Counterparty New 428000 428000 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Counterparties) New 10900 36333 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Existing Market Participants) New 6271 4181 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (New Market Participants) New 3488 5814 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers) Modified 50 11584 0
15Fh-3(g) - Fair and Balanced Communications Modified 55 220 264000
15Fh-3(h) - Supervision Unchanged 55 64350 3300000
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Removed 0 0 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 55 142817 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 55 139059 0
15Fh-6 - Political Contributions Modified 50 3084 2946667
15Fk-1 - Chief Compliance Officer Modified 55 26565 3300000
Total burden requested under this ICR: 456255 1260260 10973333  
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