Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
ATSs that Transact in NMS Stocks and Non-NMS Stocks (Filing Two Forms) - Form ATS-R New 44 198 0
ATSs that Transact in NMS Stocks and Non-NMS Stocks - Form ATS Amendments New 22 132 0
ATSs that Transact in NMS Stocks and Non-NMS Stocks - Form ATS-N Amendments New 33 314 0
ATSs that Transact in NMS Stocks and Non-NMS Stocks - Initial Form ATS and Form ATS-N New 11 1774 0
Access to EFFS New 92 12 2300
Establishment of Written Fair Access Standards Modified 2 20 0
Form ATS - Amendments Modified 190 1140 0 Form and Instruction Form ATS
Form ATS - Cessation of Operations Report Unchanged 5 10 0
Form ATS - Initial Operation Report Modified 7 140 0 Form and Instruction Form ATS
Form ATS-N - Amendments New 138 1311 0 Form and Instruction Form ATS-N
Form ATS-N - Cessation of Operations Report New 6 12 0
Form ATS-N - Initial Operation Report New 35 4946 0 Form and Instruction Form ATS-N
Form ATS-R - Quarterly Reports Modified 380 1520 0 Form and Instruction Form ATS-R
Making and Keeping Records in Connection with Fair Access Unchanged 2 20 0
Public Posting on NMS Stock ATS's website New 46 31 0
Written Confidentiality Procedures - ATSs to Update Procedures New 84 126 0
Written Confidentiality Procedures - ATSs w/o Procedures New 15 45 0
Total burden requested under this ICR: 1112 11751 2300  
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