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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Ongoing cost for equipment & systems development
New
47
0
30677094
Rule 17a-3(a)(12, 19)
Modified
4104
2052
0
Rule 17a-3(a)(16)
Modified
150
4050
0
Rule 17a-3(a)(17) - providing updated information to customers
New
41143232
0
13577267
Rule 17a-3(a)(17)(i)(B(1) - Small BD
New
396195
46220
0
Rule 17a-3(a)(17)(i)(B(2) + (3) - Small BD
New
138668
23102
0
Rule 17a-3(a)(17)(i)(B)(1) - Large BD
Modified
30080282
752007
105937089087
Rule 17a-3(a)(17)(i)(B)(2) + (3) - Large BD
New
10528094
877411
0
Rule 17a-3(a)(20-22)
Modified
4104
684
0
Rule 17a-3(a)(23) Part I
Modified
462
15400
308000
Rule 17a-3(a)(23) Part II
Modified
462
20790
0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers
Modified
4104
1021896
0
Total burden requested under this ICR:
82299904
2763612
105981651448
To view an IC, click on IC Title