Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Ongoing cost for equipment & systems development New 47 0 30677094
Rule 17a-3(a)(12, 19) Modified 4104 2052 0
Rule 17a-3(a)(16) Modified 150 4050 0
Rule 17a-3(a)(17) - providing updated information to customers New 41143232 0 13577267
Rule 17a-3(a)(17)(i)(B(1) - Small BD New 396195 46220 0
Rule 17a-3(a)(17)(i)(B(2) + (3) - Small BD New 138668 23102 0
Rule 17a-3(a)(17)(i)(B)(1) - Large BD Modified 30080282 752007 105937089087
Rule 17a-3(a)(17)(i)(B)(2) + (3) - Large BD New 10528094 877411 0
Rule 17a-3(a)(20-22) Modified 4104 684 0
Rule 17a-3(a)(23) Part I Modified 462 15400 308000
Rule 17a-3(a)(23) Part II Modified 462 20790 0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers Modified 4104 1021896 0
Total burden requested under this ICR: 82299904 2763612 105981651448  
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