Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Central Repository New 20 19200 126266667
Creation and Filing of NMS Plan Unchanged 19 17480 126667
Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers New 45 817560 10551000
Data Collection and Reporting - Large OATS-Reporting Broker-Dealers New 126 3402756 100800000
Data Collection and Reporting - Participants New 20 45527 9933333
Data Collection and Reporting - Small OATS-Reporting Broker-Dealers New 806 1571700 133659517
Document on Expansion to Other Securities New 20 1200 66667
Non-OATS-Reporting Broker-Dealers New 823 2098650 136478639
Surveillance New 20 307664 22900000
Written Assessment of Operation of the Consolidated Audit Trail New 20 900 10000
Total burden requested under this ICR: 1919 8282637 540792490  
To view an IC, click on IC Title