Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
"Short exempt" marking requirement Modified 8152586061 1133209 0
"Short exempt" marking requirment Removed 0 0 0
All b-d's ensuring their policies & procedures are up-to-date Modified 4162 1648152 0
All trading centers ensuring their written policies are up-to-date Modified 318 125928 0
New SRO trading centers registering with Commission Modified 1 220 20000
New non-SRO trading centers registering Modified 5 800 100000
One-time burden for new b-d's to establish policies & procedures under 201(c) and 201(d)(6) Removed 0 0 0
Outside legal costs to establish written policies & procedures per 201(c) & riskless principal provisions of 201(d)(6) Removed 0 0 0
Outside legal work for trading centers to establish policies and procedures Removed 0 0 0
Total burden requested under this ICR: 8152590547 2908309 120000  
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