Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-ELPs New 14 254352 4857534
Central Repository Modified 21 19215 78266667
Creation and Filing of NMS Plan Removed 0 0 0
Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-Options Market Makers Modified 31 563208 28436897
Data Collection and Reporting - Large OATS-Reporting Broker-Dealers Modified 126 3402756 119175001
Data Collection and Reporting - Participants Modified 21 45524 9933333
Data Collection and Reporting - Small OATS-Reporting Broker-Dealers Modified 806 1571700 133927523
Document on Expansion to Other Securities Modified 21 1200 70000
Small Non-OATS-Reporting Broker-Dealers Modified 823 2098650 136752297
Surveillance Modified 21 307671 22900000
Written Assessment of Operation of the Consolidated Audit Trail Modified 21 3600 21000
Total burden requested under this ICR: 1905 8267876 534340252  
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