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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-ELPs
New
14
254352
4857534
Central Repository
Modified
21
19215
78266667
Creation and Filing of NMS Plan
Removed
0
0
0
Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-Options Market Makers
Modified
31
563208
28436897
Data Collection and Reporting - Large OATS-Reporting Broker-Dealers
Modified
126
3402756
119175001
Data Collection and Reporting - Participants
Modified
21
45524
9933333
Data Collection and Reporting - Small OATS-Reporting Broker-Dealers
Modified
806
1571700
133927523
Document on Expansion to Other Securities
Modified
21
1200
70000
Small Non-OATS-Reporting Broker-Dealers
Modified
823
2098650
136752297
Surveillance
Modified
21
307671
22900000
Written Assessment of Operation of the Consolidated Audit Trail
Modified
21
3600
21000
Total burden requested under this ICR:
1905
8267876
534340252
To view an IC, click on IC Title