Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Assess payment for order flow and profit-sharing relationships re retail order routing New 266 7536 0
Create and issue quarterly institutional reports in house New 540 6302 0
Create and issue quarterly institutional reports using third party New 260 628 184166
Create and issue quarterly report - Retail Order Handling Modified 1064 42560 0
Create institutional reports in house New 125 1666 0
Create institutional reports using third party New 50 334 83334
Create retail reports in house New 108 720 0
Create retail reports using third party New 108 288 72000
Document institutional order routing strategies in house New 135 3825 0
Document institutional order routing strategies using third party New 65 541 173334
Respond to customer requests - Retail Order Handling Modified 370000 74000 0
Respond to customer requests for institutional reports in house New 27000 54000 0
Respond to customer requests for institutional reports using third party New 13000 13000 1300000
Update systems for institutional reports in house New 10 667 50000
Update systems for institutional reports using third party New 15 250 175000
Update systems for retail reports in house New 25 633 0
Update systems for retail reports using third party New 25 167 83333
Total burden requested under this ICR: 412796 207117 2121167  
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