Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Maintain Securities Trading Policies and Procedures - 344.8 New 8160 2040 0
Officer/Employee Filing of Reports of Personal Securities Trading Transactions - 344.9 (assumes 5 officers/employees at each institution with income from securities broker activity) New 13600 20400 0
Provide Customer with Copy of Broker/Dealer Confirmation and Remuneration Received OR Written Notification or Alternative Notification - 344.5 and 344.6 New 8160 40800 0
Recordkeeping and Confirmation Requirements for Securities Transactions - 344.4 Modified 8160 2040 0
Total burden requested under this ICR: 38080 65280 0  
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