Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
ATSs that Transact in NMS Stocks and Non-NMS Stocks (Filing Two Forms) - Form ATS-R Removed 0 0 0
ATSs that Transact in NMS Stocks and Non-NMS Stocks - Form ATS Amendments Removed 0 0 0
ATSs that Transact in NMS Stocks and Non-NMS Stocks - Form ATS-N Amendments Removed 0 0 0
Access to EFFS Removed 0 0 0
Fair Access Notices New 54 54 0
Fair Access Standards Recordkeeping Modified 2 10 0
Form ATS - Amendments Modified 92 184 0 Form and Instruction Form ATS
Form ATS - Cessation of Operations Report Modified 2 4 0
Form ATS - Initial Operation Report Modified 3 60 0 Form and Instruction Form ATS
Form ATS-N - Amendments Removed 0 0 0 Form and Instruction Form ATS-N
Form ATS-N - Cessation of Operations Report Removed 0 0 0
Form ATS-N - Initial Operation Report Removed 0 0 0 Form and Instruction Form ATS-N
Form ATS-R - NMS Stock ATSs Filing An Additional Set of Quarterly Reports Modified 40 20 0
Form ATS-R - Quarterly Reports Modified 348 1392 0 Form and Instruction Form ATS-R
Public Posting on NMS Stock ATS's website Removed 0 0 0
System Outage Notices New 5 1 0
Systems Capacity, Integrity and Security Recordkeeping Modified 1 10 0
Written Confidentiality Procedures - ATSs to Update Procedures Modified 87 348 0
Written Confidentiality Procedures - ATSs w/o Procedures Modified 15 40 0
Total burden requested under this ICR: 649 2123 0  
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