Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 15Fb1-1: Retain Manually Signed Signature Pages Unchanged 55 9 0
Rule 15Fb2-1 and Form SBSE-A: Complete and File Application Form Modified 30 340 0 Form and Instruction Form SBSE-A
Rule 15Fb2-1 and Form SBSE-BD: Complete and File Application Form Modified 16 56 0 Form and Instruction Form SBSE-BD
Rule 15Fb2-1 and Form SBSE-C: Complete and File Certifications Modified 55 1393 0 Form and Instruction Form SBSE-C
Rule 15Fb2-1 and Form SBSE: Complete and File Application Form Modified 9 126 0 Form and Instruction Form SBSE
Rule 15Fb2-3: Complete and File Amendments to Application Forms Modified 165 165 0 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities for changes to Foreign Law Modified 1 2 25000 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities to change Agent for Service of Process Modified 2 3 0 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
Rule 15Fb2-4 and Schedule F: Completion and Filing by Nonresident SBS Entities Modified 22 11 187205 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
Rule 15Fb3-2 and Form SBSE-W: Complete and File Withdrawal Form Modified 1 1 0 Form and Instruction Form SBSE-W
Rule 15Fb6-2: Review and Sign Employment Questionnaire - Major SBS Participants already registered or registering with the SEC or the CFTC Unchanged 5 105 0
Rule 15Fb6-2: Review and Sign Employment Questionnaires - SBS Dealers not registered or registering with the SEC or the CFTC Unchanged 4 1128 0
Rule 15Fb6-2: Review and Sign Employment Questionnaires - SBS Dealers registered or registering with the SEC or the CFTC Unchanged 46 6486 0
Total burden requested under this ICR: 411 9825 212205  
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