Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities Modified 1 0 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities (Unique Pairs) Modified 1 0 0
15Fh-3(a) - Verification of Status Modified 1 0 0
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Participants) Modified 1 0 0
15Fh-3(a) - Verification of Status - Certificate Regarding Representations (Counterparties) Modified 1 0 0
15Fh-3(a) - Verification of Status - Notice (SBS Entities) Modified 1 0 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Modified 55 226600 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Transactions Between SBS Dealer and Non-SBSD Counterparty Modified 233595 233595 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Counterparties) Modified 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Existing Market Participants) Modified 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (New Market Participants) Modified 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers) Modified 50 6853 0
15Fh-3(g) - Fair and Balanced Communications Modified 55 110 198000
15Fh-3(h) - Supervision Modified 55 29700 264000
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 55 21450 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 55 21450 0
15Fh-6 - Political Contributions Modified 50 50 1280000
15Fk-1 - Chief Compliance Officer Modified 55 15015 396000
Total burden requested under this ICR: 234034 554823 2138000  
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