Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Section 11(a)(2) - Documentation of Advisory Services - Initial Set-up Modified 1 10 0
Section 11(a)(2) - Documentation of Advisory Services - Ongoing Burden Unchanged 27 270 0
Section 11(a)(8)(i) - Covered Fund Disclosures - Initial Set-up Modified 1 0 0
Section 11(a)(8)(i) - Covered Fund Disclosures - Ongoing Burden Unchanged 702 70 0
Section 12(e) - Application for Extension of Time Meet Requirements on Ownership Limitiations - Initial Set-up Modified 1 50 0
Section 12(e) - Application for Extension of Time to Meet Requirements on Ownership Limitations - Ongoing Burden Modified 10 200 0
Section 20(e) - Additional Documentation for Covered Funds - Initial Set-up Modified 1 200 0
Section 20(e) - Additional Documentation for Covered Funds - Ongoing Burden Unchanged 27 5400 0
Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Initial Set-up Modified 1 8 0
Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Ongoing Burden Modified 1 8 0
Section 20(f)(2) - Compliance Program for Entities with Modest Activities - Initial Set-up Modified 1 100 0
Section 20(f)(2) - Compliance Program for Entities with Modest Activities -Ongoing Burden Modified 38 1520 0
Section 3(e)(3) - Liquidity Management Plan - Initial Set-up Modified 1 3 0
Section 3(e)(3) - Liquidity Management Plan - Ongoing Burden Modified 38 38 0
Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Initial Set-up Modified 1 2 0
Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Ongoing Burden Modified 40 80 0
Section 44.20(b) - Compliance Program - Initial Set-up New 1 795 0
Section 44.20(b) - Compliance Program - Ongoing Burden New 10 2650 0
Section 44.20(c) - CEO Attestation - Initial Set-up New 1 300 0
Section 44.20(c) - CEO Attestation - Ongoing Burden New 35 3500 0
Section 44.20(d) - $10-50 billion - Appendix Reporting Requirements - Initial Set-up New 1 10 0
Section 44.20(d) - $10-50 billion - Appendix Reporting Requirements - Ongoing Burden New 2 20 0
Section 44.20(d) - $50 billion - Appendix Reporting Requirements - Initial Set-up New 1 13 0
Section 44.20(d) - $50 billion - Appendix Reporting Requirements - Ongoing Burden New 8 104 0
Section 44.20(d) - Appendix Reporting - $ 10-50 Billion - Initial Set-up New 1 125 0
Section 44.20(d) - Appendix Reporting - $10-50 Billion - Ongoing Burden New 8 328 0
Section 44.20(d) - Appendix Reporting - $50 Billion - Initial Set-up New 1 125 0
Section 44.20(d) - Appendix Reporting - $50 Billion - Ongoing Burden New 96 3936 0
Section 44.3(c) - Report of Trading Desk Exceeding $25 Million - Initial Set-up New 1 1 0
Section 44.3(c) - Report of Trading Desk Exceeding $25 Million - Ongoing Burden New 2 2 0
Section 44.3(g) - Notice and Response Procedures for Reservation of Authority - Initial Set-up New 1 2 0
Section 44.3(g) - Notice and Response Procedures for Reservation of Authority - Ongoing Burden New 1 2 0
Section 5(c) - Documentation of Purchases and Sales - Initial Set-up Modified 1 40 0
Section 5(c) - Documentation of Purchases and Sales - Ongoing Burden Modified 10 800 0
Total burden requested under this ICR: 1072 20712 0  
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