Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-4(b)(11) Record preservation requirements Modified 200 600 0
Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS Unchanged 2766 277 0
Rule 17a-4(e)(5), New or Modified Documents Being Added to a Record Retention System in Connection with Regulation BI Unchanged 676638282 4533476 0
Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest Unchanged 407998830 4487987 0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers Modified 3764 956056 18820000
Total burden requested under this ICR: 1084643842 9978396 18820000  
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