Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Consent to service - drafting/transfer Unchanged 24 16 0
Fair and balanced communications - internal review Unchanged 24 48 0
Fair and balanced communications - legal costs Modified 24 0 72656
Fair and balanced communications - statement drafting Modified 24 0 51898
Inter-dealer Compliance Documentation-- identification and conveyance New 24 160 0
Inter-dealer Compliance Documentation-- identification and conveyance New 24 2496 0
Inter-dealer Compliance Documentation-- receipt and maintenance New 24 1248 0
Listed jurisdiction - application Modified 3 80 86496
Notice of ANE Activity New 24 4 0
Portfolio reconciliation - initial reconciliation Removed 0 0 0
Risk Management Control systems-- policies and procedures New 24 16000 0
Risk Management and Control Systems-- maintenance and review New 24 6000 492000
Risk Management and Control Systems-- maintenance and review New 24 0 128000
Suitability - other counterparties Modified 498 415 0
Suitability - swap market counterparties Modified 1116 372 0
Title VII Disclosure Policies/procedures Modified 24 800 244784
Title VII Disclosure Requirement (Group A) Unchanged 151308 12609 0
Title VII Disclosure Requirement (Group B) Unchanged 40256 3355 0
Title VII Disclosure Requirement (Group C) Unchanged 4220 352 0
Trade acknowledgement - policies and procedures Unchanged 24 1600 0
Trade acknowledgment - requirement Unchanged 75648 13304 0
Trading relationship documentation - identification and conveyance Unchanged 24 2496 0
Trading relationship documentation - policies and procedures Unchanged 24 160 0
Trading relationship documentation - receipt and maintenance Unchanged 24 1248 0
Transaction disclosure - system development/maintenance Unchanged 24 160000 0
Transaction disclosures - framework development Unchanged 24 12480 0
Total burden requested under this ICR: 273481 235243 1075834  
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