Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Section 10(c)(18)(ii)(B)(1) New 19 190 0
Section 10(c)(18)(ii)(B)(1) Recordkeeping - Initial Setup New 19 190 0
Section 11(a)(2) - Documentation of Advisory Services - Initial Set-up Unchanged 1 10 0
Section 11(a)(2) - Documentation of Advisory Services - Ongoing Burden Modified 19 190 0
Section 11(a)(8)(i) - Covered Fund Disclosures - Initial Set-up Modified 19 10 0
Section 11(a)(8)(i) - Covered Fund Disclosures - Ongoing Burden Modified 494 247 0
Section 12(e) - Application for Extension of Time Meet Requirements on Ownership Limitiations - Initial Set-up Unchanged 1 50 0
Section 12(e) - Application for Extension of Time to Meet Requirements on Ownership Limitations - Ongoing Burden Modified 190 3800 0
Section 20(e) - Additional Documentation for Covered Funds - Initial Set-up Unchanged 1 200 0
Section 20(e) - Additional Documentation for Covered Funds - Ongoing Burden Modified 14 2800 0
Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Initial Set-up Unchanged 1 8 0
Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Ongoing Burden Modified 20 160 0
Section 20(f)(2) - Compliance Program for Entities with Modest Activities - Initial Set-up Unchanged 1 100 0
Section 20(f)(2) - Compliance Program for Entities with Modest Activities -Ongoing Burden Modified 5 200 0
Section 20(i) Reporting - Initial Setup New 1 20 0
Section 20(i) Reporting - Ongoing New 1 20 0
Section 3(d)(3) Recordkeeping - Initial Setup New 19 57 0
Section 3(d)(3) Recordkeeping - Initial Setup New 19 19 0
Section 3(e)(3) - Liquidity Management Plan - Initial Set-up Removed 0 0 0
Section 3(e)(3) - Liquidity Management Plan - Ongoing Burden Removed 0 0 0
Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Initial Set-up Unchanged 1 2 0
Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Ongoing Burden Modified 76 152 0
Section 4(c)(3)(i) Recordkeeping - Initial Setup New 19 5 0
Section 4(c)(3)(i) Recordkeeping - Ongoing New 760 190 0
Section 4(c)(3)(i) Reporting - Initial Set up New 19 5 0
Section 4(c)(3)(i) Reporting - Ongoing New 380 95 0
Section 44.20(b) - Compliance Program - Initial Set-up Unchanged 1 795 0
Section 44.20(b) - Compliance Program - Ongoing Burden Modified 14 3710 0
Section 44.20(c) - CEO Attestation - Initial Set-up Unchanged 1 300 0
Section 44.20(c) - CEO Attestation - Ongoing Burden Modified 14 1400 0
Section 44.20(d) - $10-50 billion - Appendix Reporting Requirements - Initial Set-up Removed 0 0 0
Section 44.20(d) - $10-50 billion - Appendix Reporting Requirements - Ongoing Burden Removed 0 0 0
Section 44.20(d) - $20 billion - Appendix Reporting Requirements - Initial Set-up Modified 14 140 0
Section 44.20(d) - $20 billion - Appendix Reporting Requirements - Ongoing Burden Modified 14 140 0
Section 44.20(d) - Appendix Reporting - $ 10-50 Billion - Initial Set-up Removed 0 0 0
Section 44.20(d) - Appendix Reporting - $10-50 Billion - Ongoing Burden Removed 0 0 0
Section 44.20(d) - Appendix Reporting - $20 Billion - Initial Set-up Modified 14 1750 0
Section 44.20(d) - Appendix Reporting - $20 Billion - Ongoing Burden Modified 56 2296 0
Section 44.3(c) - Report of Trading Desk Exceeding $25 Million - Initial Set-up Removed 0 0 0
Section 44.3(c) - Report of Trading Desk Exceeding $25 Million - Ongoing Burden Removed 0 0 0
Section 44.3(g) - Notice and Response Procedures for Reservation of Authority - Initial Set-up Removed 0 0 0
Section 44.3(g) - Notice and Response Procedures for Reservation of Authority - Ongoing Burden Removed 0 0 0
Section 5(c) - Documentation of Purchases and Sales - Initial Set-up Unchanged 1 40 0
Section 5(c) - Documentation of Purchases and Sales - Ongoing Burden Modified 14 1120 0
Total burden requested under this ICR: 2242 20411 0  
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