Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Annual Reports for Stand-Alone MSBSPs Modified 4 40 31
Annual Reports for Stand-Alone SBSDs Exempt from Rule 18a-4 Modified 6 102 46
Customer Statements Modified 10 43 0
Engagement of Accountant for Stand-Alone MSBSPs Unchanged 4 0 1200000
Engagement of Accountant for Stand-Alone SBSDs Modified 6 0 1818000
FOCUS Report Part II for Stand-Alone MSBSPs Modified 48 245 0 Form and Instruction X-17A-5
FOCUS Report Part II for Stand-Alone SBSDs Modified 72 1472 0 Form and Instruction X-17A-5
FOCUS Report Part IIIC for Bank SBSDs Modified 100 700 0 Form and Instruction X-17A-5
Notice of Change in Fiscal Year Unchanged 1 1 0
Reports for Model Stand-Alone SBSDs Modified 4 480 0
Statement Regarding Independent Public Accountant Modified 10 53 5
Total burden requested under this ICR: 265 3136 3018082  
To view an IC, click on IC Title