Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 606 (a)(1) - Issue Quarterly Disclosure Modified 1056 42240 0
Rule 606 - Industry Update to Compliance Manuals Modified 1 0 0
Rule 606(a)(1) - Assess Payment for Order Flow and Profit-Sharing Relationships Modified 264 6600 0
Rule 606(a)(1) - Initial Burden to Update Systems In House Modified 1 0 0
Rule 606(a)(1) - Update Systems Using Third Party Modified 1 0 0
Rule 606(b)(1) - Respond to Customer Disclosure Requests Modified 372000 74400 0
Rule 606(b)(1) - Update Disclosure Order Categories In House Modified 1 0 0
Rule 606(b)(1) - Update Disclosure Order Categories Using Third Party Modified 1 0 0
Rule 606(b)(3) - Respond to Customer Disclosure Requests In House Unchanged 27000 54000 0
Rule 606(b)(3) - Respond to Customer Disclosure Requests Using Third Party Unchanged 13000 13000 1300000
Rule 606(b)(3) - Update Systems In House Modified 1 0 0
Rule 606(b)(3) - Update Systems Using Third Party Modified 1 0 0
Total burden requested under this ICR: 413327 190240 1300000  
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