Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
NEW: Rule 17a-11(f) – Notice of Failure to Deposit in Rule 15c3-3(p) Account New 100 100 0
NEW: Rule 17a-11(g) – Notices Filed by National Securities Exchanges and Associations New 5 5 0
Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for brokers and dealers. Unchanged 343 343 0
Rule 17a-11 - Notification provisions for exchanges Unchanged 11 11 0
Rule 17a-11(c)(5) - Monthly Stock Loan/Borrow Reports Unchanged 72 72 0
Total burden requested under this ICR: 531 531 0  
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