Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-5(c): Non-exempt firms sending balance sheet to the SEC Modified 68 11 0
Rule 17a-5(c): Exempt firms sending balance sheets to SROs Unchanged 2580 431 0
Rule 17a-5(c): Exempt firms sending balance sheets to customers Unchanged 737 123 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to customers Unchanged 258 10320 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to the SEC Unchanged 258 43 0
Rule 17a-5(c): Non-exempt firms sending balance sheets to customers Modified 55636376 216982 0
Rule17a-5(c): Non-exempt broker-dealers sending balance sheet to SROs Modified 680 114 0
Total burden requested under this ICR: 55640957 228024 0  
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