Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities Unchanged 1 0 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities (Unique Pairs) Unchanged 1 0 0
15Fh-3(a) - Verification of Status Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Participants) Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Certificate Regarding Representations (Counterparties) Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Notice (SBS Entities) Unchanged 1 0 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Modified 44 181280 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Transactions Between SBS Dealer and Non-SBSD Counterparty Modified 232765 232765 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Counterparties) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Existing Market Participants) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (New Market Participants) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers) Modified 44 5610 0
15Fh-3(g) - Fair and Balanced Communications Modified 44 88 158400
15Fh-3(h) - Supervision Modified 44 23760 211200
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 44 15488 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 44 15488 0
15Fh-6 - Political Contributions Modified 44 44 1126400
15Fk-1 - Chief Compliance Officer Modified 44 12012 316800
Total burden requested under this ICR: 233126 486535 1812800  
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