PRA IC List
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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
18a-6(e ) - Audit Trail Alternative to WORM
Modified
2
0
906667
18a-6(e ) - Backup or Redundancy Alternative Recordkeeping Systems for SBS Entities
Modified
2
0
226667
18a-6(e)- Third Party or Designated Officer Undertaking
Modified
19
19
9443
ANC stand-alone SBSDs: Paragraph (b)(1)(x)
Unchanged
4
64
480
Alternative undertaking - Cloud Service Providers
New
5
5
2485
Alternative undertaking - SBS Entities
New
10
10
4970
Bank SBSDs and bank MSBSPs: Paragraphs (a)(2), (b)(2)(i) (b)(2)(iv), (b(2)(vi)-(viii), (d)(1),(d)(2)(ii), (d)(3)(ii)
Unchanged
25
6808
113000
Bank SBSDs: Paragraphs (b)(2)(i) and (b)(2)(v)
Unchanged
25
1475
12000
Rule 18a-6(b)(1)(i) - Risk Mitigation
New
38
3610
0
Stand-alone SBSDs and stand-alone MSBSPs: Paragraphs (a)(1), (b)(1)(ii) (b)(1)(ix), (b)(1)(xi) (b)(1)(xiii), (c), (d)(1), (d)(2)(i), and (d)(3)(i)
Unchanged
10
4013
57200
Stand-alone SBSDs: Paragraphs (b)(1)(i), (a)(14), and (a)(16)
Unchanged
6
268
2160
Third-Party Custodians
Unchanged
18
36
0
Total burden requested under this ICR:
164
16308
1335072
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