Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
2023 proposal to require FOCUS Report to be filed on SEC eFOCUS New 3 15 0 Form X-17A-5 Part II
2023 proposal to require filing annual audit in Inline XBRL - Initial burden New 3 6 1200 Form X-17A-5 Part III
2023 proposal to require filing annual audit in Inline XBRL - Ongoing burden New 3 12 2400 Form X-17A-5 Part III
2023 proposed amendments to FOCUS Report signature requirement New 3 1 0 Form X-17a-5 Part III
2023 proposed corrective and clarifying amendments to FOCUS Report Part II New 3 5 0 Form X-17A-5 Part II
Annual audited report New 3 300 138900 Form X-17A-5 Part III
Form X-17A-5 Part II New 12 240 0 Form X-17A-5 Part II
Rule 17a-12 Professional Accountant Review Requirements Removed 0 0 0
Rule 17a-12; Reporting Requirements for OTC Derivatives Dealers. Removed 0 0 0 Form and Instruction SEC 2430
Total burden requested under this ICR: 30 579 142500  
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