Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Audit of WSPs for Info Barriers with Affiliates New 100 1000 0
Firm Commitment Underwritten Offerings de minimis policy drafting New 634 25360 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial New 237 237 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing New 19076 19076 0
Restricted Period ADTV Calculation New 805 805 0
Rule 101, 17 CFR 242.101 (Activities by Distribution Participants) Removed 0 0 0
Self-Underwritten Offering ADTV Calculation New 50 50 0
Total burden requested under this ICR: 20902 46528 0  
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