Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
IC1 - Electronic Filing of Proposed Rule Changes Modified 1564 50048 0 Form and Instruction SEC 1832 Form 19b-4
Form and Instruction SEC 1832 Form 19b-4 (2023 Proposed)
IC10 - Rule 19b-4(n)(1) Advance Notice Filings Unchanged 10 900 184800
IC11 - Rule 19b-4(n)(5) Submission of Copies of Advance Notices to the Board Unchanged 10 20 0
IC12 - Updating Clearing Agencies Websites to Provide Capability to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes Unchanged 3 15 0
IC13 - Rule 19b-4(o)(5) Posting of Security-Based Swap Submissions on Security-Based Swap Clearing Agency Websites Unchanged 42 168 0
IC14 - Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites Unchanged 10 40 0
IC15 - Rule 19b-4(n)(4) Designated Clearing Agency Website Posting of Notice of Change to Rules, Procedures, or Operations Referred to in Advance Notices Unchanged 10 40 0
IC16 - Rule 3Ca-1 Stay of Clearing Requirement Information - Clearing Agencies Unchanged 15 270 48510
IC17 - Rule 3Ca-1 Stay of Clearing Requirement Information - Counterparties Unchanged 15 0 693000
IC18 - Amendment to Conform to Section 916 of the Dodd-Frank Act Unchanged 16 16 0
IC2 - SRO Website Posting of Proposed Rule Change Filings Unchanged 1564 6256 0
IC3 - SRO Website Postings of Proposed Rule Change Filings Unchanged 1249 4996 0
IC4 - Training of National Securities Exchange Staff to use EFFS Unchanged 2 13 0
IC5 - Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered National Securities Exchanges Unchanged 2 87 0
IC6 - Annual Training to Update SRO Staff on Use of EFFS Unchanged 46 460 0
IC7 - Training of Security-Based Swap Clearing Agency Staff to use EFFS Unchanged 1 7 0
IC8 - Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered Security-Based Swap Clearing Agencies Unchanged 1 43 0
IC9 - Rule 19b-4(o)(1) - Security-Based Swap Submissions Unchanged 42 5880 1164240
Total burden requested under this ICR: 4602 69259 2090550  
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