Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities Unchanged 1 0 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities (Unique Pairs) Unchanged 1 0 0
15Fh-3(a) - Verification of Status Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Participants) Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Certificate Regarding Representations (Counterparties) Unchanged 1 0 0
15Fh-3(a) - Verification of Status - Notice (SBS Entities) Unchanged 1 0 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Unchanged 44 181280 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Transactions Between SBS Dealer and Non-SBSD Counterparty Unchanged 232765 232765 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Counterparties) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Existing Market Participants) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (New Market Participants) Unchanged 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers) Unchanged 44 5610 0
15Fh-3(g) - Fair and Balanced Communications Unchanged 44 88 158400
15Fh-3(h) - Supervision Unchanged 44 23760 211200
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Unchanged 44 15488 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Unchanged 44 15488 0
15Fh-6 - Political Contributions Unchanged 44 44 1126400
15Fk-1 - Chief Compliance Officer (ongoing burden) Modified 50 13700 380000
15fk-1 (initial burden for electronic submission) New 50 25 10000
Total burden requested under this ICR: 233182 488248 1886000  
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