Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
18a-6(e ) - Audit Trail Alternative to WORM Unchanged 2 0 906667
18a-6(e ) - Backup or Redundancy Alternative Recordkeeping Systems for SBS Entities Unchanged 2 0 226667
18a-6(e)- Third Party or Designated Officer Undertaking Unchanged 19 19 9443
ANC stand-alone SBSDs: Paragraph (b)(1)(x) Unchanged 4 64 480
Alternative undertaking - Cloud Service Providers Unchanged 5 5 2485
Alternative undertaking - SBS Entities Unchanged 10 10 4970
Bank SBSDs and bank MSBSPs: Paragraphs (a)(2), (b)(2)(i) (b)(2)(iv), (b(2)(vi)-(viii), (d)(1),(d)(2)(ii), (d)(3)(ii) Unchanged 25 6808 113000
Bank SBSDs: Paragraphs (b)(2)(i) and (b)(2)(v) Unchanged 25 1475 12000
Rule 18a-6(b)(1)(i) - Risk Mitigation Unchanged 38 3610 0
SBS Entities - Retention of cybersecurity policies and procedures New 50 50 0
SBS Entities – Retention of copy of any Form SCIR or immediate notice to the Commission New 50 50 0
SBS Entities – Retention of copy of any public disclosures New 50 50 0
SBS Entities – Retention of records documenting a Covered Entity's cybersecurity risk assessment New 50 50 0
SBS Entities – Retention of records documenting a cybersecurity incident New 50 50 0
SBS Entities – Retention of written report documenting annual review New 50 50 0
Stand-alone SBSDs and stand-alone MSBSPs: Paragraphs (a)(1), (b)(1)(ii) (b)(1)(ix), (b)(1)(xi) (b)(1)(xiii), (c), (d)(1), (d)(2)(i), and (d)(3)(i) Unchanged 10 4013 57200
Stand-alone SBSDs: Paragraphs (b)(1)(i), (a)(14), and (a)(16) Unchanged 6 268 2160
Third-Party Custodians Unchanged 18 36 0
Total burden requested under this ICR: 464 16608 1335072  
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