Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Audit of WSPs for Info Barriers with Affiliates New 100 1000 0
Firm Commitment Underwritten Offerings de minimis policy drafting New 641 25640 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial New 201 201 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing New 33798 33798 0
Restricted Period ADTV Calculation New 1211 1211 0
Rule 101, 17 CFR 242.101 (Activities by Distribution Participants) Removed 0 0 0
Self-Underwritten Offering ADTV Calculation New 50 50 0
Total burden requested under this ICR: 36001 61900 0  
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