PRA IC List
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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
(CR) -- Section _.173, Table 5: One-time
Removed
0
0
0
(CR) -- Section_.173, Table 5: Ongoing
Removed
0
0
0
(CR) --Section_.173, Table 13: Ongoing
Removed
0
0
0
(CT) -- Section _.37(c)(4)(i)(E): Ongoing
Removed
0
0
0
(Capital Adequacy) -- Section _.173, Table 3: One-time
Removed
0
0
0
(Capital Adequacy) -- Section_.173, Table 3: Ongoing
Removed
0
0
0
Adjusted Derivative Amount: Prior Approval Regarding Supervisory Delta Adjustment Section _.113(i)(3)(ii)(C): Ongoing
Modified
9
18
0
Cleared Transactions: Cleared Transaction with a QCCP Risk Weights Section _.35(b)(3)(i)(A): One-time
Modified
1
2
0
Cleared Transactions: Cleared Transaction with a QCCP Risk Weights Section _.35(b)(3)(i)(A): Ongoing
Modified
3038
6076
0
Cleared Transactions: Documentation of Legal Review Regarding Risk Weight Section _.114(b)(3)(i)(A): Ongoing
Modified
9
9
0
Cleared Transactions: Prior Approval Regarding Exposure Amount of a QCCP to a Clearing Member Section _.114(d)(6)(vi): Ongoing
Modified
9
18
0
Collateralized Transactions: Internal Estimates for Haircuts Section _.37(c)(4)(i)(E): One-time
Modified
1
80
0
Collateralized Transactions: Internal Estimates for Haircuts Section _.37(c)(4)(i)(E): Ongoing
Modified
3038
48608
0
Collateralized Transactions: Internal Estimates for Haircuts Section _.37(c)(4)(i)(E): Ongoing
Modified
1
1
0
Collateralized Transactions: Maintain Written Documentation for Transactions Subject to the Minimum Haircut Floors Section _.121(d)(2)(ii)(C): Ongoing
Modified
9
9
0
Counterparty Credit Risk Operational Requirements -- Legal Opinion -- Section _.3(d): Ongoing
Modified
3038
24304
0
Credit Risk _.62(a),(b), & (c), Quantitative and Qualitative Disclosures _.63(a) & (b) & _.63 Tables: Ongoing
Modified
4
445
0
Derivative Contracts: Exposure Amount Methodology Section _.34(a)(1)(ii): Ongoing
Modified
1
2
0
Disclosure - Section _.20(c)(1)(xiv), (d)(1)(xi): Ongoing
Modified
9
18
0
Disclosure Policy Section _.161(b) Ongoing
Modified
9
9
0
Disclosures - Section _.162 (Tables 1-14): One-Time
Modified
9
2952
0
Disclosures - Section _.162 (Tables 1-14): Ongoing
Modified
36
3240
0
Guarantees and Credit Derivatives_Substitution Approach: Documentation of Legal Review of Adjustment for Credit Derivatives Without Restructuring as a Credit Event Section _.120(e)(1): One-time
Modified
9
360
0
Guarantees and Credit Derivatives_Substitution Approach: Documentation of Legal Review of Adjustment for Credit Derivatives Without Restructuring as a Credit Event Section _.120(e)(1): Ongoing
Modified
9
9
0
Operational Criteria for Recognizing the Transfer of Risk - Updating Analysis for Each Securitization Exposure Section _.130(c)(2)(ii) Ongoing
Modified
36
72
0
Operational Criteria for Recognizing the Transfer of Risk: Documentation of Analysis of Risk of Securitization Exposure -- Section _.130(c)(2)(i)-(ii): One-time
Modified
1
81
0
Operational Criteria for Recognizing the Transfer of Risk: Legal Opinion Section _.130(b)(3): Ongoing
Modified
1
39
0
Operational Requirements for Securitization Exp.: Doc. Analysis of Oper. Criteria, Section _.41(c)(2)(ii): Ongoing
Modified
12152
24304
0
Operational Requirements for Securitization Exp.: Legal Opinion Re Oper. Criteria for Synthetic Securitizations, Section _.41(b)(3) Doc. Analysis of Oper. Criteria, Section _.41(c)(2)(i): One-Time
Modified
1
40
0
Operational Risk Capital - Operational Risk Management and Operational Loss Event Data Collection Processes Documentation Section _.150(f)(1)-(2): One-time
Modified
9
630
0
Operational Risk Capital - Operational Risk Management and Operational Loss Event Data Collection Processes Documentation, Section _.150(f)(1)-(2): Ongoing
Modified
9
198
0
Operational Risk Capital: Prior Approval of Business Indicator Exclusions Section _.150(d)(5): Ongoing
Modified
9
180
0
Operational Risk Capital: Prior Approval of Operational Loss Events Exclusion Section _.150(e)(3)(i)-(ii): Ongoing
Modified
9
360
0
Regulatory Capital Adjustments and Deductions -- Prior Approval -- Section_.22(h)(2)(iii)(A) Ongoing
Removed
0
0
0
Regulatory Capital Adjustments and Deductions -- Prior Approval -- Sections_.22(c)(5)(i), (c)(6), (d)(2)(i)(C) Ongoing
Removed
0
0
0
Regulatory Capital Adjustments and Deductions -- Prior Approval – Section _.22(h)(2)(iii)(A): Ongoing
Modified
3038
6076
0
Regulatory Capital Adjustments and Deductions -- Prior Approval – Sections _.22(b)(2)(iv), (c)(4), (c)(5)(i), (c)(6), (d)(2)(i)(C), (d)(2)(iii): Ongoing
Modified
1
6
0
Risk-Weighted Assets for Sec. Exposures: Implicit Support _.42(e)(2), Credit Risk _.62(a),(b), & (c), Quantitative and Qualitative Disclosures _.63(a) & (b) & _.63 Tables: One-time
Modified
1
226
0
Risk-Weighted Assets for Sec. Exposures: Implicit Support _.42(e)(2): Ongoing
Modified
1
20
0
Section _.153(b): One-time
Removed
0
0
0
Section_.124(a): Ongoing
Removed
0
0
0
Total burden requested under this ICR:
24507
118392
0
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