Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Advanced Approaches - Disclosures Removed 0 0 0
Advanced Approaches - Recordkeeping Removed 0 0 0
Expanded Risk Based Approach: Adjusted Derivative Amount -- Prior Approval Regarding Supervisory Delta Adjustment -- Section: _.113(i)(3)(ii)(C): Ongoing New 48 96 0
Expanded Risk Based Approach: Cleared Transactions -- Documentation of Legal Review Regarding Risk Weight Section: _.114(b)(3)(i)(A): Ongoing New 48 48 0
Expanded Risk Based Approach: Cleared Transactions -- Prior Approval Regarding Exposure Amount of a QCCP to a Clearing Member -- Section: _.114(d)(6)(vi): Ongoing New 48 96 0
Expanded Risk Based Approach: Collateralized Transactions -- Maintain Written Documentation for Transactions Subject to the Minimum Haircut Floors Section: __.121(d)(2)(ii)(C): Ongoing New 48 48 0
Expanded Risk Based Approach: Disclosure -- Section: _.20(c)(1)(xiv), (d)(1)(xi): Ongoing New 48 96 0
Expanded Risk Based Approach: Disclosure Requirements -- Disclosure Policy Section: _.161(b): Ongoing New 1 1 0
Expanded Risk Based Approach: Disclosures -- Section _.162 (Tables 1-14): One-time New 1 328 0
Expanded Risk Based Approach: Disclosures -- Section _.162 (Tables 1-14): Ongoing New 4 360 0
Expanded Risk Based Approach: Operational Criteria for Recognizing the Transfer of Risk -- Documentation of Analysis of Risk of Securitization Exposure Section: _.130(c)(2)(i)-(ii): One-time New 48 3888 0
Expanded Risk Based Approach: Operational Criteria for Recognizing the Transfer of Risk -- Legal Opinion Section: _.130(b)(3): Ongoing New 48 1872 0
Expanded Risk Based Approach: Operational Criteria for Recognizing the Transfer of Risk -- Updating Analysis for Each Securitization Exposure Section: _.130(c)(2)(ii): Ongoing New 192 384 0
Expanded Risk Based Approach: Operational Risk Capital -- Operational Risk Management and Operational Loss Event Data Collection Processes Documentation Section: _.150(f)(1)-(2): One-time New 48 3360 0
Expanded Risk Based Approach: Operational Risk Capital -- Operational Risk Management and Operational Loss Event Data Collection Processes Documentation Section: _.150(f)(1)-(2): Ongoing New 48 1056 0
Expanded Risk Based Approach: Operational Risk Capital -- Prior Approval of Business Indicator Exclusions Section: _.150(d)(5): Ongoing New 48 960 0
Expanded Risk Based Approach: Operational Risk Capital -- Prior Approval of Operational Loss Events Exclusion Section: _.150(e)(3)(i)-(ii): Ongoing New 48 1920 0
Guarantees and Credit Derivatives Substitution Approach -- Documentation of Legal Review of Adjustment for Credit Derivatives Without Restructuring as a Credit Event Section _.120(e)(1): One-time New 48 1920 0
Guarantees and Credit Derivatives Substitution Approach -- Documentation of Legal Review of Adjustment for Credit Derivatives Without Restructuring as a Credit Event Section: _.120(e)(1): Ongoing New 48 48 0
Minimum Regulatory Capital Ratios - Recordkeeping Removed 0 0 0
Minimum Regulatory Capital Ratios: Counterparty Credit Risk Operational Requirements -- Legal Opinion -- Section: _.3(d): Ongoing New 48 384 0
Minimum Regulatory Capital Ratios: Regulatory Capital Adjustments and Deductions -- Prior Approval Section: _.22(h)(2)(iii)(A): Ongoing New 48 96 0
Minimum Regulatory Capital Ratios: Regulatory Capital Adjustments and Deductions -- Prior Approval Sections: _.22(b)(2)(iv), (c)(4), (c)(5)(i), (c)(6), (d)(2)(i)(C), (d)(2)(iii): Ongoing New 48 288 0
Operational Requirements for Securitization Exp. -- Legal Opinion Re Oper. Criteria for Synthetic Securitizations Section: _.41(b)(3) Doc. Analysis of Oper. Criteria Section _.41(c)(2)(i): One-time New 48 1920 0
Operational Requirements for Securitization Exposures -- Document Analysis of Operational Criteria for Synthetic Securitizations Section _.41(c)(2)(ii): Ongoing New 192 384 0
Opt-in Requirement and Prior Approval for Distributions Removed 0 0 0
Risk-Weighted Assets for Sec. Exposures -- Implicit Support Section: _.42(e)(2), Credit Risk Sections: _.62(a)-(c), Quantitative & Qualitative Disclosures Sections: _.63(a)-(b) & _.63 Tables: One-time New 1 226 0
Standardized Approach - Disclosures Removed 0 0 0
Standardized Approach - Recordkeeping Removed 0 0 0
Standardized Approach: Cleared Transactions -- Cleared Transaction with a QCCP Risk Weights Section: _.35(b)(3)(i)(A): One-time New 48 96 0
Standardized Approach: Cleared Transactions -- Cleared Transaction with a QCCP Risk Weights Section: _.35(b)(3)(i)(A): Ongoing New 48 96 0
Standardized Approach: Collateralized Transactions -- Internal Estimates for Haircuts -- Section _.37(c)(4)(i)(E): Ongoing New 1 1 0
Standardized Approach: Collateralized Transactions -- Internal Estimates for Haircuts Section: _.37(c)(4)(i)(E): One-time New 1 80 0
Standardized Approach: Collateralized Transactions -- Internal Estimates for Haircuts Section: _.37(c)(4)(i)(E): Ongoing New 1 16 0
Standardized Approach: Credit Risk -- Disclosures Sections: _.62(a)-(c), Credit Risk -- Quantitative and Qualitative Disclosures Sections: _.63(a)-(b), and _.63 Tables: Ongoing New 4 445 0
Standardized Approach: Derivative Contracts -- Exposure Amount Methodology Section: _.34(a)(1)(ii): Ongoing New 1 2 0
Standardized Approach: Risk-Weighted Assets for Securitization Exposures -- Implicit Support Disclosure Section: _.42(e)(2): Ongoing New 1 20 0
Total burden requested under this ICR: 1312 20535 0  
To view an IC, click on IC Title