Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-5(c): Non-exempt firms sending balance sheet to the SEC Modified 64 11 0
Rule 17a-5(c): Exempt firms sending balance sheets to SROs Modified 2904 485 0
Rule 17a-5(c): Exempt firms sending balance sheets to customers Modified 1078 180 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to customers Modified 242 9680 0
Rule 17a-5(c): Exempt firms sending financial disclosure statements to the SEC Modified 242 40 0
Rule 17a-5(c): Non-exempt firms sending balance sheets to customers Modified 57000000 316920 0
Rule17a-5(c): Non-exempt broker-dealers sending balance sheet to SROs Modified 768 128 0
Total burden requested under this ICR: 57005298 327444 0  
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