Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Application for Primary Purpose Exception Based on 10 Test With Additional 3rd Party - Implementation Modified 11 110 0
Application for Primary Purpose Exception Not Based on Business Arrangements that Meets a Designated Exception - Implementation Modified 30 300 0
Application for Waiver of Prohibition on Acceptance of Brokered Deposits Modified 7 42 0
Notice Submission for Primary Purpose Exception Based on Placement of Less Than 10 Percent of Customer Assets Under Management - Implementation Modified 8 24 0
Notice Submission for Primary Purpose Exception Based on the Placement of Less Than 10 Percent of Customer Assets Under Administration - Ongoing Modified 31 16 0
Reporting for Primary Purpose Exception Based on the Placement of Less Than 10 Percent of Customer Assets Under Management with Additional 3rd Party - Ongoing Modified 46 23 0
Reporting for Primary Purpose Exception Not Based on Business Arrangements that meets a Designated Exception - Ongoing Modified 119 30 0
Total burden requested under this ICR: 252 545 0  
To view an IC, click on IC Title