Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
IC1 - Rule 15Fb2-1 and Form SBSE: Complete and File Application Form Modified 6 84 0 Form and Instruction Form SBSE
IC10 - Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities to change Agent for Service of Process Modified 3 5 0 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
IC11 - Rule 15Fb2-4 and Schedule F: Amendments by Nonresident SBS Entities for changes to Foreign Law Unchanged 1 2 25000 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
IC12 - Rule 15Fb1-1: Retain Manually Signed Signature Pages Modified 58 10 0
IC13 - Rule 15Fb3-2 and Form SBSE-W: Complete and File Withdrawal Form Unchanged 1 1 0 Form and Instruction Form SBSE-W
IC2 - Rule 15Fb2-1 and Form SBSE-A: Complete and File Application Form Modified 45 510 0 Form and Instruction Form SBSE-A
IC3 - Rule 15Fb2-1 and Form SBSE-BD: Complete and File Application Form Modified 7 25 0 Form and Instruction Form SBSE-BD
IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms Modified 116 116 0 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
IC5 - Rule 15Fb2-1 and Form SBSE-C: Complete and File Certifications Modified 58 1469 0 Form and Instruction Form SBSE-C
IC6 - Rule 15Fb6-2: Review and Sign Employment Questionnaires - SBS Dealers registered or registering with the SEC or the CFTC Modified 19881 6627 0
IC7 - Rule 15Fb6-2: Review and Sign Employment Questionnaires - SBS Dealers not registered or registering with the SEC or the CFTC Modified 2538 1692 0
IC8 - Rule 15Fb6-2: Review and Sign Employment Questionnaire - Major SBS Participants already registered or registering with the SEC or the CFTC Modified 315 105 0
IC9 - Rule 15Fb2-4 and Schedule F: Completion and Filing by Nonresident SBS Entities Modified 27 14 230697 Form and Instruction Form SBSE
Form and Instruction Form SBSE-A
Form and Instruction Form SBSE-BD
Total burden requested under this ICR: 23056 10660 255697  
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