Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
2024 Amendment - Amendments to FOCUS Report signature requirement – Initial burden New 3 1 0 Form X-17A-5 Part III
2024 Amendment - Corrective and clarifying amendments to FOCUS Report Part II – Initial burden New 3 5 0 Form X-17A-5 Part II
2024 Amendment - Filing FOCUS Report on SEC eFOCUS – Initial burden New 3 15 0 Form X-17A-5 Part II
2024 Amendment - Filing annual audit in Inline XBRL – Initial burden New 3 7 1600 Form X-17A-5 Part III
2024 Amendment - Filing annual audit in Inline XBRL – Ongoing burden New 3 14 3000 Form X-17A-5 Part III
2024 Amendment - Removal of oath or affirmation notarization requirement – Initial burden New 3 5 0 Form X-17A-5 Part III
Rule 17a-12 Professional Accountant Review Requirements Removed 0 0 0
Rule 17a-12 – Annual Audited Report and Supporting Schedules New 3 300 138900 Form X-17A-5 Part III
Rule 17a-12/Form X-17A-5 Part II New 12 240 0 Form X-17A-5 Part II
Rule 17a-12; Reporting Requirements for OTC Derivatives Dealers. Removed 0 0 0 Form and Instruction SEC 2430
Total burden requested under this ICR: 33 587 143500  
To view an IC, click on IC Title