Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities Modified 1 0 0
15Fh-2(a) and 15Fh-4 - SBS Dealers Acting as Advisors to Special Entities (Unique Pairs) Modified 1 0 0
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Entities) Modified 1 0 0
15Fh-3(a) - Verification of Status - Adherence Letter (SBS Market Participants) Modified 1 0 0
15Fh-3(a) - Verification of Status - Certificate Regarding Representations (Counterparties) Modified 1 0 0
15Fh-3(a) - Verification of Status - Notice (SBS Entities) Modified 1 0 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Modified 53 218360 0
15Fh-3(b), (c), (d) - Disclosures - SBS Entities Transactions Between SBS Dealer and Non-SBSD Counterparty Modified 53 234654 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Counterparties) Modified 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Market Participants) Modified 1 0 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers) Modified 53 7003 0
15Fh-3(e), (f) - Know Your Counterparty and Recommendations (Special Entities) Modified 1 0 0
15Fh-3(g) - Fair and Balanced Communications Modified 53 106 220374
15Fh-3(h) - Supervision Modified 53 28620 293832
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 53 16165 0
15Fh-5 - SBS Entities Acting as Counterparties to Special Entities Modified 53 16165 0
15Fh-6 - Political Contributions Modified 53 53 1567104
15Fk-1 - Chief Compliance Officer Modified 53 14469 440748
Total burden requested under this ICR: 486 535595 2522058  
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