Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
18a-1(c) Industry Sector Classification Modified 7 7 0
18a-1(f) Risk Management Control System-- Ongoing Burden Modified 12 3000 246000
Rule 18a-1 - Subordinated Loan Agreements - Initial Burden New 6 40 0
Rule 18a-1 - Subordinated Loan Agreements-- Ongoing Burden Modified 12 120 0
Rule 18a-1 - VaR Models - Initial Burden New 1 250 49667
Rule 18a-1(a) VaR Models - Ongoing Burden Modified 5 23400 3486600
Rule 18a-1(c) - Account Control Agreements Opinion of Counsel - Initial Burden New 6 0 16000
Rule 18a-1(c) - Account Control Agreements Opinion of Counsel-- Ongoing Burden Modified 1200 2400 0
Rule 18a-1(c) Account Control Agreement Legal Analysis (In-house counsel) - Initial Burden New 3 20 0
Rule 18a-1(c) Account Control Agreement Legal Analysis (outside counsel) - Initial Burden New 3 0 8000
Rule 18a-1(d) (VaR Models – IT) - Initial Burden New 1 0 2666667
Rule 18a-1(f) - Risk Management Control System - Initial Burden New 6 4000 32000
Rule 18a-1(h) Commission Notices Modified 24 6 0
Total burden requested under this ICR: 1286 33243 6504934  
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