Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal Modified 612 510 0 Form and Instruction MSD Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 under the Securities Exchange Act of 1934 or Amendment to Such Application
Form and Instruction MSDW Notice of Withdrawal from Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)
Form and Instruction MSD-4 Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Form and Instruction G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities
Form and Instruction G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer
Form and Instruction MSD-5 Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Form and Instruction G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer
Form and Instruction G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer
Total burden requested under this ICR: 612 510 0  
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