Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Additional Delivery of Form CRS to Existing Customer New 2234 1115148 0
Amending Form CRS and Filing and Posting Amendments New 2234 6702 0
Communicating Changes to Amended Form CRS, Including Delivery New 2234 5575740 0
Delivery of Form CRS to New Customers of Prospective New Customers New 2234 724846 0
Initial Preparation, Filing, and Posting of the Form CRS by Newly Registered Broker-Dealers New 138 1863 142554
Rule 17a-14 and Form CRS under the Securities Exchange Act of 1934 Modified 1 0 0
Total burden requested under this ICR: 9075 7424299 142554  
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