Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
IC1 - Electronic Filing of Proposed Rule Changes Modified 1845 75645 0 Form and Instruction SEC 1832
Instruction
IC10 - Rule 19b-4(n)(1) Advance Notice Filings Modified 8 720 147840
IC11 - Rule 19b-4(n)(5) Submission of Copies of Advance Notices to the Board Modified 8 16 0
IC12 - Updating Clearing Agencies Websites to Provide Capability to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes Modified 1 0 0
IC13 - Rule 19b-4(o)(5) Posting of Security-Based Swap Submissions on Security-Based Swap Clearing Agency Websites Modified 26 104 0
IC14 - Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites Modified 8 32 0
IC15 - Rule 19b-4(n)(4) Designated Clearing Agency Website Posting of Notice of Change to Rules, Procedures, or Operations Referred to in Advance Notices Modified 8 32 0
IC16 - Rule 3Ca-1 Stay of Clearing Requirement Information - Clearing Agencies Modified 8 144 25872
IC17 - Rule 3Ca-1 Stay of Clearing Requirement Information - Counterparties Modified 8 0 369600
IC18 - Amendment to Conform to Section 916 of the Dodd-Frank Act Modified 17 17 0
IC2 - SRO Website Posting of Proposed Rule Change Filings Modified 1845 7380 0
IC3 - SRO Website Postings of Proposed Rule Change Filings Modified 1124 4496 0
IC4 - Training of National Securities Exchange Staff to use EFFS Modified 2 13 0
IC5 - Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered National Securities Exchanges Unchanged 2 87 0
IC6 - Annual Training to Update SRO Staff on Use of EFFS Modified 45 450 0
IC7 - Training of Security-Based Swap Clearing Agency Staff to use EFFS Modified 2 13 0
IC8 - Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered Security-Based Swap Clearing Agencies Modified 2 87 0
IC9 - Rule 19b-4(o)(1) - Security-Based Swap Submissions Modified 26 3640 720720
Total burden requested under this ICR: 4985 92876 1264032  
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