Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Audit of WSPs for Info Barriers with Affiliates Unchanged 100 1000 0
Firm Commitment Underwritten Offerings de minimis policy drafting Modified 583 5830 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial Modified 166 166 0
Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing Modified 46338 46338 0
Restricted Period ADTV Calculation Modified 1045 1045 0
Self-Underwritten Offering ADTV Calculation Unchanged 50 50 0
Total burden requested under this ICR: 48282 54429 0  
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