ICR Documents

Supporting Statement A Document Date Uploaded PRA Supporting Statement for Rules 201 and 200(g) v 10.doc 10/06/2010 Supporting Statement B Document Date Uploaded Rule 201 Final Federal Register Version.pdf 05/05/2010 Supplementary Documents Title Document Document Type Date Uploaded Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Hess, Eric s70809-4652.pdf Direct Edge Holdings LLC Direct Edge Holdings LLC Email Simple 09/21/2009 09/21/2009 McCarthy, John s70809-4656.pdf Global Electronic Trading Company Global Electronic Trading Company Email Simple 09/21/2009 09/21/2009 McMillan, Karrie s70809-4644.pdf Investment Company Institute Investment Company Institute Email Simple 09/21/2009 09/21/2009 Wecker, Jeffrey s70809-4648.pdf Lime Brokerage LLC Lime Brokerage LLC Email Simple 09/21/2009 09/21/2009 Crowl, Michael s70809-4637.pdf Barclay's Global Investors, N.A. Barclay's Global Investors, N.A. Email Simple 09/21/2009 09/21/2009 Illegible, Illegible s70809-4639.pdf BATS Exchange BATS Exchange Email Simple 09/21/2009 09/21/2009 McDonnell, William s70809-4573.pdf Atherton Lane Advisers, LLC Atherton Lane Advisers, LLC Email Simple 09/09/2009 09/09/2009 Simon, Michael s70809-4634.pdf International Securities Exchange, LLC International Securities Exchange, LLC Email Simple 09/21/2009 09/21/2009 Shipway, Glen s70809-3795.pdf Public Investor None Email Simple 06/19/2009 06/19/2009 Russo, Paul s70809-3809.pdf Goldman, Sachs & Co. Goldman, Sachs & Co. Email Simple 06/19/2009 06/19/2009 Kimmel, Manisha s70809-3766.pdf Financial Information Forum Financial Information Forum Email Simple 06/19/2009 06/19/2009 Hammerman, Ira s70809-3776.pdf Securities Industry and Financial Markets Association Securities Industry and Financial Markets Association Email Simple 06/19/2009 06/19/2009 Trocchio, MIchael s70809-4726.pdf Bingham Unspecified clients Email Simple 09/30/2009 09/30/2009 Chanos, James s70809-3752.pdf Coalition of Private Investment Companies Coalition of Private Investment Companies Email Simple 06/19/2009 06/19/2009 Davis, Jeffrey s70809-4896.pdf NASDAQ OMX Group, Inc. NASDAQ OMX Group, Inc. Email Simple 10/07/2009 10/07/2009 Wecker, Jeffrey s70809-3759.pdf Lime Brokerage LLC Lime Brokerage LLC Email Simple 06/19/2009 06/19/2009 Kovac, Peter s70809-4656.pdf EWT, LLC EWT, LLC Email Simple 09/21/2009 09/21/2009 Multiple, Multiple s70809-49.pdf National Stock Exchange, NYSE Euronext, Nasdaq OMX Group, and BATS National Stock Exchange, NYSE Euronext, Nasdaq OMX Group, and BATS Email Multiple 09/21/2009 09/21/2009 Amoruso, Leonard s70809-4664.pdf Knight Capital Group, Inc. Knight Capital Group, Inc. Email Simple 09/22/2009 09/22/2009 Mathisson, Dan s70809-3673.pdf Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC Email Simple 06/19/2009 06/19/2009 Multiple, Multiple s70809-4651.pdf Mulitple Multiple Email Multiple 09/21/2009 09/21/2009 Hammerman, Ira s70809-4654.pdf Securities Industry and Financial Markets Association Securities Industry and Financial Markets Association Email Simple 09/21/2009 09/21/2009 Unger, Kimberly s70809-4643.pdf Security Traders Association of New York, Inc. Security Traders Association of New York, Inc. Email Simple 09/21/2009 09/21/2009 Connell, William s70809-4645.pdf Allston Trading LLC Allston Trading LLC Email Simple 09/21/2009 09/21/2009 Mathisson, Daniel s70809-4635.pdf Credit Suisse Credit Suisse Email Simple 09/21/2009 09/21/2009 Kissane, Janet s70809-4638.pdf NYSE Euronext NYSE Euronext Email Simple 09/21/2009 09/21/2009 Flaherty, Megan s70809-3811.pdf Wolverine Trading, LLC et al Wolverine Trading, LLC et al Email Simple 06/19/2009 06/19/2009 Shipway, Glen s70809-4630.pdf Public Investor None Email Simple 09/21/2009 09/21/2009 Driscoll, Peter s70809-3788.pdf Security Traders Association Security Traders Association Email Simple 06/19/2009 06/19/2009 Taylor, Phillip s70809-3800.pdf RBC Capital Markets Corporation RBC Capital Markets Corporation Email Simple 06/19/2009 06/19/2009 Hinchman, Joan s70809-3765.pdf National Society of Compliance Professionals National Society of Compliance Professionals Email Simple 06/19/2009 06/19/2009 O'Kane, Rory s70809-3770.pdf TD Professional Execution, Inc. TD Professional Execution, Inc. Email Simple 06/19/2009 06/19/2009 Gitlin, Michael s70809-3742.pdf T. Rowe Price Associates, Inc. T. Rowe Price Associates, Inc. Email Simple 06/18/2009 06/18/2009 Kaswell, Stuart s70809-4755.pdf Managed Funds Association Managed Funds Association Email Simple 10/01/2009 10/01/2009 Unger, Kimberly s70809-3754.pdf The Security Traders Association of New York, Inc. The Security Traders Association of New York, Inc. Email Simple 06/18/2009 06/18/2009 Florack, Vincent s70809-4619.pdf Matlock Capital Matlock Capital Email Simple 09/18/2009 09/18/2009 Driscoll, Peter s70809-4662.pdf Security Traders Association Security Traders Association Email Simple 09/21/2009 09/21/2009 Swanson, Eric s70809-2374.pdf BATS Exchange, Inc. BATS Exchange, Inc. Email Simple 05/14/2009 05/14/2009 Chase, Richard s70809-4665.pdf RBC Capital Markets Corporation RBC Capital Markets Corporation Email Simple 09/21/2009 09/21/2009