ICR Documents

Supporting Statement A Document Date Uploaded SPST_Retail_Forex_-Fina Rule_Resubmission.doc 07/06/2011 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received L, T 11c02Ad81.pdf N/A N/A Email Simple 05/12/2011 05/12/2011 Ramirez, Bruce 11c01ad81.pdf N/A N/A Email Simple 05/12/2011 05/12/2011 Papageorgiou, Phoebe 11c06Ad81.pdf Senior Counsel American Bankers Association Letter Simple 06/20/2011 06/20/2011 Cooper, Daniel 11c05Ad81.pdf Director Citi FX Letter Simple 06/16/2011 06/16/2011 Kwok, Dennis 11c04Ad81.pdf SVP and Treasurer Cathay Bank Email Simple 06/16/2011 06/16/2011 Tally, John 11c03Ad81.pdf Founder, Managing Partner The Tally Group, LLC Email Simple 05/25/2011 05/25/2011